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June 22, 2022
FCA fines insurance broker £7.8m over multi-jurisdictional crime control failings 
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Mark Battersby
2 min read
June 21, 2022
Gibraltar joins UAE on FATF grey list as government responds to AML scrutiny
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Mark Battersby
2 min read
June 20, 2022
FCA lists 24 funeral plan providers to be authorised under new regulations
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Ayesha Venkataraman
3 min read
June 20, 2022
SEC considering treating index providers as investment advisers
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Elliot Gulliver-Needham
2 min read
June 17, 2022
Malta Chamber of Commerce warns unfortunate grey listing episode is lesson to all
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Mark Battersby
2 min read
June 16, 2022
Malta to officially come off FATF grey list tomorrow say reports
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Mark Battersby
2 min read
June 13, 2022
Credit Suisse put on FCA watchlist - reports
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Melanie Boulton
3 min read
June 1, 2022
Financial Planning Standards Board calls for enhanced oversight of crypto assets and fin-fluencers 
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Mark Battersby
5 min read
May 26, 2022
MAS hits OCBC Bank with S$330m capital requirement over response to scams
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Mark Battersby
2 min read
May 25, 2022
Sweden's Financial Supervisory Authority hands out €9.5m fine to digital bank 
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Mark Battersby
4 min read
May 24, 2022
SEC fines BNY Mellon Investment Adviser $1.5m for greenwashing
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Lauren Mason
2 min read
May 24, 2022
Russian-owned asset manager put into administration by Guernsey regulator 
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Mark Battersby
1 min read
May 23, 2022
Wells Fargo to pay $7m for anti-money-laundering failures
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Mark Battersby
3 min read
May 9, 2022
Two advice firms with 18 claims against them declared in default
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Ayesha Venkataraman
2 min read
May 9, 2022
Five directors banned and fined for causing losses to pension customers
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Mark Battersby
3 min read
April 28, 2022
UK regulator launches consultation on Russia side pockets
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James Baxter-Derrington
2 min read
April 25, 2022
FCA introduces emergency powers against British Steel advice firms
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Tom Ellis
3 min read
April 25, 2022
HM Treasury launches UK Transition Plan Taskforce
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Kathleen Gallagher
2 min read
April 22, 2022
Lloyd's insurance broker goes in liquidation after failed rescue bid 
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Mark Battersby
2 min read
April 20, 2022
Malta FSA warns its own website was cloned 
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Mark Battersby
1 min read
April 7, 2022
Dubai FSA introduces whistleblowing regime
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Mark Battersby
2 min read
April 7, 2022
FCA outlines three-year plan to improve outcomes; targets FSCS levies
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Tom Ellis
3 min read
April 5, 2022
Financial adviser banned in nine-year bankruptcy order 
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Mark Battersby
2 min read
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