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January 11, 2023
UK arm of multinational Nigerian financial services company fined £7.6m 
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Mark Battersby
3 min read
January 10, 2023
Dubai FSA reports 54% surge in licensing and registration activity in 2022
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Mark Battersby
3 min read
January 9, 2023
SEC charges former BlackRock portfolio manager over undisclosed conflict of interest
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Mark Battersby
2 min read
January 5, 2023
South Africa regulator tribunal overturns case against deVere CEO Nigel Green
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Mark Battersby
3 min read
January 4, 2023
SCA launches campaign to clamp down on unlicensed financial activities in UAE
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Mark Battersby
4 min read
January 4, 2023
Jersey-based trust company settles with island's regulator over 'significant' failings 
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Mark Battersby
2 min read
January 4, 2023
H2O AM hit by record fine over Windhorst-linked investments
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Valeria Martinez
2 min read
January 3, 2023
Dubai tribunal upholds largest fine ever imposed on an individual by the DFSA
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Mark Battersby
2 min read
January 3, 2023
Malta-based bank fined €310,000 over AML failings 
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Mark Battersby
2 min read
December 21, 2022
Crypto volatility, Russia/Ukraine, FATF, II Awards articles among most read of 2022
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Jonathan Boyd
2 min read
December 21, 2022
Stormy economic waters steering UK FCA towards new regulation
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David Robinson and Simon Collins
6 min read
December 20, 2022
Labuan Special Report 2022-23 is out now
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Gary Robinson
1 min read
December 19, 2022
Spoofing and layering brings prison sentence in Singapore
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Jonathan Boyd
3 min read
December 16, 2022
Firms urged to engage with 'huge opportunity' PRIIPs consultation
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Kathleen Gallagher
6 min read
December 15, 2022
Dankse Bank to pay $400m to settle SEC charges over AML compliance failures
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Mark Battersby
3 min read
December 12, 2022
Portfolio 10% drop rule from MiFID II to be scrapped from next year
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Hope William-Smith
2 min read
December 12, 2022
Metro Bank fined £10m for giving investors false information
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Mark Battersby
2 min read
December 12, 2022
DIFC reveals plans for Dubai family office regulations in new centre
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Mark Battersby
3 min read
December 9, 2022
UK to repeal EU PRIIPs regulation on retail fund disclosures
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Valeria Martinez
3 min read
December 9, 2022
UK regulator fines Santander £107m for repeated AML failures
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Mark Battersby
3 min read
December 8, 2022
EU rules targets City of London's derivatives business - reports
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Laura Miller
2 min read
December 7, 2022
HSBC Malta fined for AML breach on €2m customer transaction 
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Mark Battersby
3 min read
December 2, 2022
UK regulator fines liquidated firm £2.4m over British Steel failings
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Hope William-Smith
3 min read
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